-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FX6QeE5skM7AmdIiMjIVfMdkNaqKxqegISTllaTlR29qgbqYy6pG7bwbMrjsreRu tSTH8BOBr9R4LH5UiydUJQ== 0000950149-01-000308.txt : 20010223 0000950149-01-000308.hdr.sgml : 20010223 ACCESSION NUMBER: 0000950149-01-000308 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010214 GROUP MEMBERS: ANDERSON N LEIGH & SENIFF CONSTANCE GROUP MEMBERS: CONSTANCE SENIFF SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LARGE SCALE BIOLOGY CORP CENTRAL INDEX KEY: 0001108951 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 770154648 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-60663 FILM NUMBER: 1545530 BUSINESS ADDRESS: STREET 1: 3333 VACA VALLEY PKWY STREET 2: STE 1000 CITY: VACAVILLE STATE: CA ZIP: 95688 MAIL ADDRESS: STREET 1: 3333 VACA VALLEY PARKWAY SUITE 1000 CITY: VACAVILLE STATE: CA ZIP: 95688 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ANDERSON N LEIGH & SENIFF CONSTANCE CENTRAL INDEX KEY: 0001134604 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 55 WEST WATKING MILL ROAD CITY: GAITEHRSBURG STATE: MD ZIP: 20879 SC 13G 1 f69514sc13g.txt SCHEDULE 13G 1 Page 1 of 6 pages SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------------------------------------------------- SCHEDULE 13g (RULE 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (Amendment No. ___)(1) LARGE SCALE BIOLOGY CORPORATION - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK - -------------------------------------------------------------------------------- (Title of Class of Securities) 517053 10 4 - -------------------------------------------------------------------------------- (CUSIP Number) AUGUST 9, 2000 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) - -------- 1 The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 Page 2 of 6 pages
CUSIP NO. 517053 10 4 13G - ------------ --------------------------------------------------------------------------------------------------------- 1 Name of Reporting Persons S.S. or I.R.S. Identification Nos. of above persons NORMAN LEIGH ANDERSON (SPOUSE OF CONSTANCE SENIFF) - ------------ --------------------------------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group* (a) [ ] (b) [X] - ------------ ------------------------------------------------------------------------------------ ---------- --------- 3 SEC USE only - ------------ --------------------------------------------------------------------------------------------------------- 4 Citizenship or Place of Organization UNITED STATES - --------------------------- ---------- --------------------------------------------------------- --------------------- NUMBER OF 5 Sole Voting Power 1,057,158 SHARES ---------- ------------------------------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY ---------- ------------------------------------------------------------------------------- EACH 7 SOLE Dispositive Power REPORTING ---------- ------------------------------------------------------------------------------- PERSON WITH 8 SHARED DISPOSITIVE POWER 1,057,158 - ------------ ----------------------------------------------------------------------------------- --------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person (Norman Leigh 1,366,477 Anderson disclaims beneficial ownership of any securities of Large Scale Biology Corporation owned by his spouse) - ------------ ----------------------------------------------------------------------------------- --------------------- 10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* - ------------ ----------------------------------------------------------------------------------- --------------------- 11 Percent of Class Represented by Amount in Row 9 (Norman Leigh Anderson disclaims beneficial ownership of any securities of Large 5.6% Scale Biology Corporation owned by his spouse) - ------------ ----------------------------------------------------------------------------------- --------------------- 12 Type of Reporting Person* IN - ---------------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT!
3 Page 3 of 6 pages
CUSIP NO. 517053 10 4 13G - ------------ --------------------------------------------------------------------------------------------------------- 1 Name of Reporting Persons S.S. or I.R.S. Identification Nos. of above persons CONSTANCE SENIFF (SPOUSE OF NORMAN LEIGH ANDERSON) - ------------ ------------------------------------------------------------------------------------ ---------- --------- 2 Check the Appropriate Box if a Member of a Group* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE only - ------------ --------------------------------------------------------------------------------------------------------- 4 Citizenship or Place of Organization UNITED STATES - --------------------------- ---------- --------------------------------------------------------- --------------------- NUMBER OF 5 Sole Voting Power 309,289 SHARES ---------- ------------------------------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY ---------- ------------------------------------------------------------------------------- EACH 7 SOLE Dispositive Power 309,289 REPORTING ---------- ------------------------------------------------------------------------------- PERSON WITH 8 SHARED DISPOSITIVE POWER - --------------------------- ---------- ------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person (Constance Seniff 1,366,447 disclaims beneficial ownership of any securities of Large Scale Biology Corporation owned by her spouse) - ------------ ----------------------------------------------------------------------------------- --------------------- 10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* - ------------ ----------------------------------------------------------------------------------- --------------------- 11 Percent of Class Represented by Amount in Row 9 (Constance Seniff disclaims beneficial ownership of any securities of Large Scale 5.6% Biology Corporation owned by her spouse) - ------------ ----------------------------------------------------------------------------------- --------------------- 12 Type of Reporting Person* IN - ---------------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT!
4 Page 4 of 6 Pages ITEM 1(a). NAME OF ISSUER: Large Scale Biology Corporation ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 3333 Vaca Valley Parkway, Suite 1000 Vacaville, CA 95688 ITEM 2(a)-(c). NAME OF PERSON FILING: This statement is being filed by Norman Leigh Anderson and Constance Seniff, husband and wife, with business address at 20451 Goldenrod Lane, Germantown, MD 20879. Mr. Anderson and Ms. Seniff are United States citizens. ITEM 2(d). TITLE OF CLASS OF SECURITIES: Common Stock ITEM 2(e). CUSIP NUMBER: 517053 10 4 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b) OR 13d-2(b), CHECK WHETHER THE PERSON FILING IS A: Not Applicable ITEM 4. OWNERSHIP. See Items 5-11 of cover sheets hereto. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not applicable ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not Applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not Applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not Applicable ITEM 10. CERTIFICATION. Not Applicable 5 Page 5 of 6 Pages SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. Date: February 14, 2001 /s/ NORMAN LEIGH ANDERSON BY GARY Signature: -------------------------------------- Norman Leigh Anderson Garrigues Attorney-in-fact /s/ CONSTANCE SENIFF BY GARY Signature: Garrigues Attorney-in-fact -------------------------------------- Constance Seniff 6 Page 6 of 6 Pages EXHIBIT AGREEMENT OF JOINT FILING This agreement is executed pursuant to 240 CFR section 13d-1(k)(1)(iii). The undersigned agree that for the purpose of compliance with Section 13 of the Securities Exchange Act of 1934, we shall file one schedule to report our holdings of securities in Large Scale Biology Corporation. Date: February 14, 2001 /s/ NORMAN LEIGH ANDERSON BY GARY Signature: -------------------------------------- Norman Leigh Anderson Garrigues Attorney-in-fact /s/ CONSTANCE SENIFF BY GARY Signature: -------------------------------------- Constance Seniff Garrigues Attorney-in-fact 7 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints John Rakitan, Michael Centron, Gary Garrigues and Elizabeth Lefever his, her or its true and lawful attorneys-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer, director and/or stockholder of Large Scale Biology Corporation (the "Company"), any and all schedules, reports and other documents required to be filed by the undersigned in accordance with Section 13 of the Securities Exchange Act of 1934 and the rules thereunder; (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such schedules report or other documents and timely file the same with the United States Securities and Exchange Commission and any stock exchange or similar authority; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned, pursuant to this Power of Attorney, shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in his discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform each and every act and thing whatsoever requisite, necessary, and proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or his substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that no such attorney-in-fact, in serving in such capacity at the request of the undersigned, is hereby assuming, nor is the Company hereby assuming, any of the undersigned's responsibilities to comply with Section 13 of the Securities Exchange Act of 1934. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file the above-mentioned schedules, reports or other documents with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 12th day of February, 2001. /s/ Norman Leigh Anderson ----------------------------- Signature Norman Leigh Anderson ----------------------------- 8 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints John Rakitan, Michael Centron, Gary Garrigues and Elizabeth Lefever his, her or its true and lawful attorneys-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer, director and/or stockholder of Large Scale Biology Corporation (the "Company"), any and all schedules, reports and other documents required to be filed by the undersigned in accordance with Section 13 of the Securities Exchange Act of 1934 and the rules thereunder; (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such schedules report or other documents and timely file the same with the United States Securities and Exchange Commission and any stock exchange or similar authority; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned, pursuant to this Power of Attorney, shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in his discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform each and every act and thing whatsoever requisite, necessary, and proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or his substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that no such attorney-in-fact, in serving in such capacity at the request of the undersigned, is hereby assuming, nor is the Company hereby assuming, any of the undersigned's responsibilities to comply with Section 13 of the Securities Exchange Act of 1934. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file the above-mentioned schedules, reports or other documents with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 12th day of February, 2001. /s/ Constance Seniff ----------------------- Signature Constance Seniff ----------------------- -----END PRIVACY-ENHANCED MESSAGE-----